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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

3030 Lbj Fwy Ste 1450, Dallas, TX 75234 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Martin Financial Group Dallas TX 09/2011 Present
Securian Financial Services Inc St Paul MN 07/2013 08/2023
Cetera Wealth Services, Llc Dallas TX 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 09/2011 → Present
    Martin Financial Group
    Dallas, TX
  • 07/2013 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Dallas, TX
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2016-01-04 → 2023-08-10
    Securian Financial Services, Inc.
    Dallas, TX
    St. Paul, MN
Other Businesses

1) ZAK MARTIN Instagram Account POSITION: Owner NATURE: Trainer/Teacher INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/29/2022 ADDRESS: 1909 Rose Court, Grapevine TX 76051, United States DESCRIPTION: I have an Instagram account that will become Fitness focused that follows my own fitness journey and provide some fitness advice along the way. I have a trainer link on my account that would also allow me to get credit and potentially a small commission from a fitness apparel company. 2) NAME OF OTHER BUSINESS: MARTIN FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERIVCES; START DATE: 09/2011; POSITION/TITLE/RELATIONSHIP: OWNER/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 60; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-02
  • S66 Uniform Combined State Law Examination
    2015-04-02

View on SEC IAPD

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