Andrew John Whitaker

Current Employers

Employment History

• 04/2017 → 09/2023
  Concourse Financial Group Securities Inc
  Jacksonville, FL
• 02/2017 → Present
  (Dba) Gold Tree Financial Inc
  Jacksonville, FL
• 04/2012 → 02/2017
  Community First Credit Union
  Jacksonville, FL
• 09/2023 → Present
  Osaic Wealth, Inc.
  Jacksonville, FL

Previous Registrations

• 2017-04-25 → 2023-10-27
  Concourse Financial Group Securities, Inc.
  Jacksonville, FL
• 2013-04-22 → 2017-03-13
  Cuso Financial Services, L.P.
  Jacksonville, FL
  Yulee, FL
  Jacksonville, FL
  Jacksonville, FL
  Jacksonville, FL
  Jacksonville, FL
  Jacksonville, FL
• 2012-03-19 → 2013-03-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL

Other Businesses

1. GOLD TREE FINANCIAL POSITION: Financial Planner and Owner NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 140 START DATE: 01/01/2019 ADDRESS: 8596 Arlington Expressway, Jacksonville FL 32211, United States DESCRIPTION: I am a financial planner for Gold Tree Financial. This includes offering registered products for sale, such as mutual funds, advisory fee-based brokerage accounts, and variable annuities. 2. GOLD TREE FINANCIAL POSITION: Financial Planner and Owner NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 140 START DATE: 01/01/2019 ADDRESS: 8596 Arlington Expressway, Jacksonville FL 32211, United States DESCRIPTION: I am a financial planner for Gold Tree Financial. This includes offering Life Insurance, LTC, Fixed Annuities, and Fixed Index Annuities through our FMO, Financial Independence Group (FIG). 3. RENTAL PROPERTY - 13TH ST. POSITION: Owner NATURE: I own a rental property, which is managed by a property management company INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2021 ADDRESS: Hilliard FL 32046, United States DESCRIPTION: I own the house. 4. RENTAL PROPERTY - MINNESOTA ST POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022 ADDRESS: Hilliard FL 32046, United States DESCRIPTION: I own the property. 5. POA FOR MY MOTHER JAYNE HUNT POSITION: POA for my mother NATURE: POA for my mother. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/24/2018 ADDRESS: Hilliard FL 32046, United States DESCRIPTION: POA for my mother, not in active use b/c she handles her affairs. 6. 9TH AVE REAL ESTATE POSITION: Owner NATURE: My wife and I purchased an empty lot next to our house. We plan to build a spec home using a local custom builder. Construction is scheduled to start in August '25 and is expected to be completed within 8 months. We will sell the house at or before completion to an as-yet-unknown party. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2025 ADDRESS: 0 9th Ave, Hilliard FL 32046, United States DESCRIPTION: Not much, I'll have a custom builder do all the work. I have to approve the drawings he'll make to fund the build. 7. HILLIARD FAMILY PROPERTIES, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/16/2025 ADDRESS: 27589 Georgia St., Hillliard FL 32046, United States DESCRIPTION: I currently own 3 rental properties in my name (and wife's); we are opening an LLC in the state of Florida to add these rental properties into the LLC. Of my previously disclosed rentals, the one on Kentucky St will no longer be rented b/c the tenants are moving out and my mother is moving in (it's only 2 blocks away). The remaining 2 rental properties (13th Ave and Minnesota St) will both be put in the LLC.

Exams

• S66 Uniform Combined State Law Examination
  2012-03-14

Designations

Other Names

• Andrew John Whitaker
• Andrew J Whitaker
• Andrew Whitaker