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Sherri Lyn Prescott

Wells Fargo Clearing Services, LLC

Linwood, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-21
NJ RA APPROVED 2015-05-07
  • TX RA
    APPROVED_RES
    Since 2016-07-21
  • NJ RA
    APPROVED
    Since 2015-05-07

Branch Locations

1201 New Rd, Ste 207 Cornerstone Commerce Center, Linwood, NJ 08221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Linwood NJ 12/2011 11/2016
Wells Fargo Clearing Services, Llc Linwood NJ 11/2016 Present
Other Businesses

MELALEUCA INC ; INV RELATED;FERNANDINA BEACH,FL; SALES ; INDEPENDANT; START DATE: 07/17/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-04
S63 Uniform Securities Agent State Law Examination 2014-06-17
  • S65 Uniform Investment Adviser Law Examination
    2015-05-04
  • S63 Uniform Securities Agent State Law Examination
    2014-06-17
Other Names
  • Sherri Lyn Prescott
  • Sherri Lyn Keaser
  • Sherri Keaser

View on SEC IAPD

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TYLER ROY EGRIE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · LINWOOD, NJ
WELLS FARGO CLEARING SERVICES, LLC · LINWOOD, NJ
HORNOR, TOWNSEND & KENT, LLC · LINWOOD, NJ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Linwood, NJ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Linwood, NJ
MASTERS LEGACY PLANNING · LINWOOD, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · LINWOOD, NJ
JANNEY MONTGOMERY SCOTT LLC · LINWOOD, NJ

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