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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2023-06-29
  • OR RA
    APPROVED
    Since 2023-06-29

Branch Locations

17040 Pilkington Road Ste 310, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Law Offices Of Aaron M Hessel Llc Dba Hessel Law Offices Beaverton OR 11/2011 Present
Woodbury Financial Services, Inc. Beaverton OR 03/2012 12/2016
Lion Street Financial Lake Oswego OR 01/2017 12/2020
Lion Street Advisors Lake Oswego OR 01/2017 12/2020
Cetera Wealth Services, Llc El Segundo CA 12/2020 Present
Hessel Wealth Management, Llc Dba Pete'S Mountain Wealth Mgmt Lake Oswego OR 12/2020 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 11/2011 → Present
    Law Offices Of Aaron M Hessel Llc Dba Hessel Law Offices
    Beaverton, OR
  • 03/2012 → 12/2016
    Woodbury Financial Services, Inc.
    Beaverton, OR
  • 01/2017 → 12/2020
    Lion Street Financial
    Lake Oswego, OR
  • 01/2017 → 12/2020
    Lion Street Advisors
    Lake Oswego, OR
  • 12/2020 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 12/2020 → Present
    Hessel Wealth Management, Llc Dba Pete'S Mountain Wealth Mgmt
    Lake Oswego, OR
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-01-19 → 2020-12-03
    Lion Street Advisors, Llc
    Lake Oswego, OR
  • 2012-06-15 → 2017-01-04
    Woodbury Financial Services, Inc.
    Portland, OR
    Lake Oswego, OR
    Lake Oswego, OR
Other Businesses

1. NAME OF OTHER BUSINESS: LAW OFFICES OF AARON M HESSEL LLC DBA HESSEL LAW OFFICES INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LEGAL START DATE: 11/2011 POSITION/TITLE/RELATIONSHIP: OWNER / ATTORNEY APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: LEGAL PRACTITIONER - PRIMARILY IN THE FIELD OF ESTATE PLANNING 2. NAME OF OTHER BUSINESS: HESSEL WEALTH MANAGEMENT, LLC DBA PETE'S MOUNTAIN WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2020, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: 36 DEGREES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: COMMERCIAL REAL ESTATE; START DATE: 4/2024; POSITION/TITLE/RELATIONSHIP: MEMBER/MANAGER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MEMBER AND CO-MANAGER OF LLC; 4. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: 1323 SW SCHAEFFER ROAD, WEST LINN, OR 97068; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COLLECT MONTHLY RENT;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-23
  • S66 Uniform Combined State Law Examination
    2012-03-23

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