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Kimia Mousavi Steed

Goldman Sachs Wealth Services, L.P.

Charlotte, NC

CRD 6012229

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Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-03-05
  • NC RA
    APPROVED
    Since 2018-03-05

Branch Locations

831 Moorehead Street Suite 350, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Raleigh NC 09/2011 01/2021
Goldman Sachs & Co. Llc Miami FL 01/2021 Present
  • 09/2011 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Raleigh, NC
  • 01/2021 → Present
    Goldman Sachs & Co. Llc
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-17
  • S66 Uniform Combined State Law Examination
    2012-08-17

View on SEC IAPD

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FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC

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