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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-18 |
| CA | RA | APPROVED | 2024-11-14 |
| MO | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
4010 W. Boy Scout Blvd. Suite 1075, Tampa, FL 33607 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Plano | TX | 09/2013 | 02/2023 |
| Pruco Securities, Llc | Tampa | FL | 09/2013 | 11/2024 |
| The Prudential Insurance Company Of America | Tampa | FL | 02/2023 | Present |
| Lpl Enterprise, Llc | Tampa | FL | 11/2024 | Present |
1) 11/14/2024- Sauce Sports Cards- Business Owner- buying and selling sports cards- Not INV related- At Tampa, FL - Start date 01/01/2024- 10 HRS MTH- 0 HRS During trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2012-02-18 |
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