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3761 Westerre Parkway Suite H, Richmond, VA 23233 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-17 |
| VA | RA | APPROVED | 2018-08-28 |
Branch Locations
3761 Westerre Parkway Suite H, Richmond, VA 23233 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dorsey Wright & Associates | Richmond | VA | 07/2010 | 04/2018 |
| Lpl Financial, Llc | Richmond | VA | 04/2018 | Present |
| Paragon Financial Services | Richmond | VA | 08/2018 | Present |
1)05/04/2018 - DBA for LPL Business - Paragon Financial Services - 0% - Richmond, VA. 2) 9/12/2018 - Paragon Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 1/2012 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Paragon Financial Services, an independent investment advisor firm. I started this business activity in 01/2012. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 1/23/2023 - Gifford LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/30/2022 - 3 Hours Per Month/1 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-06-05 |
| S65 | Uniform Investment Adviser Law Examination | 2012-06-29 |
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