Best Investors Account Sign in
Current Employers
Paragon Financial Services

3761 Westerre Parkway Suite H, Richmond, VA 23233 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-17
VA RA APPROVED 2018-08-28
  • TX RA
    APPROVED_RES
    Since 2025-11-17
  • VA RA
    APPROVED
    Since 2018-08-28

Branch Locations

3761 Westerre Parkway Suite H, Richmond, VA 23233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dorsey Wright & Associates Richmond VA 07/2010 04/2018
Lpl Financial, Llc Richmond VA 04/2018 Present
Paragon Financial Services Richmond VA 08/2018 Present
  • 07/2010 → 04/2018
    Dorsey Wright & Associates
    Richmond, VA
  • 04/2018 → Present
    Lpl Financial, Llc
    Richmond, VA
  • 08/2018 → Present
    Richmond, VA
Previous Registrations
Other Businesses

1)05/04/2018 - DBA for LPL Business - Paragon Financial Services - 0% - Richmond, VA. 2) 9/12/2018 - Paragon Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 1/2012 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Paragon Financial Services, an independent investment advisor firm. I started this business activity in 01/2012. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 1/23/2023 - Gifford LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/30/2022 - 3 Hours Per Month/1 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-06-05
S65 Uniform Investment Adviser Law Examination 2012-06-29
  • S63 Uniform Securities Agent State Law Examination
    2018-06-05
  • S65 Uniform Investment Adviser Law Examination
    2012-06-29

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Richmond, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor