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1445 Ross Ave Fl 55, Dallas, TX 75202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-03 |
Branch Locations
1445 Ross Ave Fl 55, Dallas, TX 75202 • United States
1501 Belvedere Rd Suite 528, West Palm Beach, FL 33406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regal Investment Advisors, Llc | Kentwood | MI | 04/2017 | 01/2020 |
| The Assurance Group | West Palm Beach | FL | 06/2014 | Present |
| Alphastar Capital Management, Llc | Cornelius | NC | 01/2020 | 01/2025 |
| Integrity Advisory Solutions | West Palm Beach | FL | 02/2025 | Present |
1. The Assurance Group; Investment Related; 1501 Belvedere Rd, Suite 528, West Palm Beach, FL 33406; Fixed Insurance; Regional Sales Director; 06/01/2014; 160 hours; 160 hours during securities trading hours; Manage and supervise sales agents. Fixed insurance and annuity sales to clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-12 |
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