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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-08-09
FL RA APPROVED 2017-09-25
  • MI RA
    APPROVED
    Since 2019-08-09
  • FL RA
    APPROVED
    Since 2017-09-25

Branch Locations

4200 W Cypress Street Suite 700, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America Tampa FL 12/2011 Present
Park Avenue Securities, Llc Tampa FL 05/2017 Present
Other Businesses

1) Westshore Benefits-President, Start: 03/01/2024, Address: 4200 West Cypress Street Suite 700; Tampa, FL 33607, 20 total hours per month, 10 during securities trading hours, Investment related, Greater than 10% annual compensation, 2) CTL Tallahassee Holdings LLC, Start: 12/2/2024, Address: 1700 Summit Lake Dr. Ste 200 Tallahassee, FL 32317, 0 total hours per month, Not Investment related, No Annual compensation, 3) CTL Mobile Holdings LLC, Start: 12/2/2024, Address: 1110 Montlimar Dr. STE 420 Mobile, AL 36609, 0 total hours per month, Not Investment related, No Annual compensation, 4) CTL Tampa Holdings LLC, Start: 12/2/2024, Address: 4200 W Cypress St, #700 Tampa, FL 33607, 0 total hours per month, Not Investment related, No Annual compensation, 5) CTL Mobile, LLC, Start: 11/21/2024, Address: 1110 Montlimar Drive Suite 420 Mobile, AL 36609, 12 total hours per month; 12 hours during securities trading, Investment related, Greater than 10% compensation, 6) CTL Tampa, LLC, Start: 11/21/2024, Address: 4200 W Cypress St, #700 Tampa, FL 33607, 12 total hours per month; 12 hours during securities trading, Investment related, Greater than 10% compensation, 7) CTL Tallahassee, LLC, Start: 11/21/2024, Address: 1700 Summit Lake Dr. Ste 200 Tallahassee, FL 32317, 12 total hours per month; 12 hours during securities trading, Investment related, Greater than 10% compensation, 8) CLRT Mobile, LLC, Start: 9/20/2024, Address: 1110 Montlimar Drive Suite 420 Mobile, AL 36609, 0 total hours per month, Not Investment related, No Annual compensation, 9) CLRT Tallahassee, LLC, Start: 9/20/2024, Address: 1700 Summit Lake Dr. Ste 200 Tallahassee, FL 32317, 0 total hours per month, Not Investment related, No Annual compensation, 10) CLRT Tampa, LLC, Start: 9/20/2024, Address: 4200 W Cypress St, #700 Tampa, FL 33607, 0 total hours per month, Not Investment related, No Annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-21
  • S66 Uniform Combined State Law Examination
    2017-08-21

View on SEC IAPD

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