Theresa M Schmitt

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2016-08-01

FL RA
APPROVED

Since 2016-08-01

Branch Locations

Bonita Springs, FL • United States

7595 Vanderbilt Beach Road, Naples, FL 34119 • United States

5636 Tavilla Circle, Naples, FL 34110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Securities	Fort Myers	FL	07/2016	Present

07/2016 → Present

Fifth Third Securities

Fort Myers, FL

Previous Registrations

2015-01-27 → 2016-07-26

Edward Jones

Naples, FL

Fort Myers, FL

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-01-23
S63	Uniform Securities Agent State Law Examination	2012-02-07

S66 Uniform Combined State Law Examination

2015-01-23
S63 Uniform Securities Agent State Law Examination

2012-02-07

Other Names

Theresa Marie Klein
Terry Marie Schmitt
Terry Marie Klein
Theresa M Schmitt
Terry M Schmitt
Theresa Marie Ramsey
Theresa Marie Schmitt

View on SEC IAPD