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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-10-13 |
| CA | RA | APPROVED | 2019-11-05 |
| GA | RA | APPROVED | 2017-04-11 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Alpharetta | GA | 10/2015 | Present |
| Wells Fargo Advisors, Llc. | Alpharetta | GA | 10/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Alpharetta | GA | 11/2016 | Present |
SOLE RUNNING LLC: INV RELATED; CHARLOTTE, NC; 100% OWNERSHIP; START 06/13/2024; 48 HOURS PER MONTH; 0 HOURS DURING TRADING; SELL RUNNER CLOTHING APPAREL.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-05 |
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