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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-06-11
  • NV RA
    APPROVED
    Since 2025-06-11

Branch Locations

750 E Warm Springs Rd Ste 300, Las Vegas, NV 89102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dublin OH 12/2011 06/2025
Bank Of America, N.A. Dublin OH 02/2012 06/2025
Lpl Financial Llc Las Vegas NV 06/2025 Present
Zions Bank Las Vegas NV 06/2025 Present
Previous Registrations
  • 2012-03-14 → 2025-06-03
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Marietta, GA
    Atlanta, GA
    Dallas, TX
    Dallas, TX
    Frisco, TX
    Marietta, GA
    Marietta, GA
    Dallas, TX
    Marietta, GA
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Jacksonville, FL
    Chicago, IL
    Pennington, NJ
    New York, NY
    Las Vegas, NV
Other Businesses

1) 06/16/2025 - NSB Wealth Advisors - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:06/10/2025 - 160 Hrs/Mth - 160 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-06
  • S66 Uniform Combined State Law Examination
    2012-03-06
Designations
Other Names
  • Ryan Grist

View on SEC IAPD

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