Adam Robert Bott

Current Employers

Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-03-12
CO	RA	APPROVED	2026-03-12
TX	RA	APPROVED	2026-03-12

CA RA
APPROVED

Since 2026-03-12
CO RA
APPROVED

Since 2026-03-12
TX RA
APPROVED

Since 2026-03-12

Branch Locations

2580 E Harmony Rd. Suite 310, Fort Collins, CO 80528 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	01/2012	10/2016
Wells Fargo Advisors, Llc	Pasadena	CA	10/2016	11/2016
Wells Fargo Clearing Services, Llc	Pasadena	CA	11/2016	02/2022
Lpl Financial	Windsor	CO	02/2022	Present
Independent Advisor Alliance	Charlotte	NC	03/2026	Present

01/2012 → 10/2016

Edward Jones

St Louis, MO
10/2016 → 11/2016

Wells Fargo Advisors, Llc

Pasadena, CA
11/2016 → 02/2022

Wells Fargo Clearing Services, Llc

Pasadena, CA
02/2022 → Present

Lpl Financial

Windsor, CO
03/2026 → Present

Independent Advisor Alliance

Charlotte, NC

Previous Registrations

2016-10-24 → 2022-03-01

Wells Fargo Clearing Services, Llc

Denver, CO

Pasadena, CA

Loveland, CO

Denver, CO

Windsor, CO
2012-04-23 → 2016-10-24

Edward Jones

Tempe, AZ

Brea, CA

Glendora, CA

Brea, CA

Other Businesses

1- 02/2022 / NA, Adam is running non-variable insurance business at agent level / Non-Variable Insurance / Investment Related / 355 Eastman Park Dr, Windsor, WI 80550 2- 06/14/2024 - Front Range Financial Planning - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/23/2024 - 200 Hours Per Month/ 160 Hours During Trading 3- 06/26/2024 - Crescendo Wealth Strategies - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/20/2024 - 200 Hours Per Month/ 160 Hours During Trading 4- 03/19/2026 - Independent Advisor Alliance - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 11/24/2025 - 240 hours per month/ 180 hours during trading - I provide investment advisory services through Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity in 11/2025. I expect to spend approximately 240 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5- 03/23/2026 - Independent Advisor Alliance - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 01/26/2026 - 240 hours per month/ 180 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-02-24

S66 Uniform Combined State Law Examination

2012-02-24

Other Names

Adam Bott
Adam Robert Bott
Adam R Bott

View on SEC IAPD