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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-01 |
Branch Locations
800 Nw 62Nd Ave Ste 120, Miami, FL 33126 • United States
4010 W. Boy Scout Blvd. Suite 1075, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boynton Beach | FL | 02/2015 | 11/2022 |
| Bank Of America, N.A. | Boynton Beach | FL | 02/2015 | 11/2022 |
| Rbc Capital Markets, Llc | Palm Beach Gardens | FL | 12/2022 | 07/2023 |
| The Prudential Insurance Company Of America | Miami | FL | 09/2023 | Present |
| Pruco Securities Llc. | Miami | FL | 09/2023 | 11/2024 |
| Lpl Enterprise, Llc | Miami | FL | 11/2024 | Present |
1) 08/29/2024- Non-Sponsored Life/Annuity Appointments- Non-Variable Insurance Commission Trails-Non-Sponsored Life/Annuity Appointments with BrightHouse, Jackson National and Lincoln Financial- INV Related- At Miami, FL- Start date 09/11/2023- 0 HRS MTH- 0 HRS During Trading 2)02/20/2025-Borro Wealth Management-Director-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv Related-At report business location(s)-Start date 02/14/2025-200hrs/mth-162hrs/mth during trading hours 3) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-04 |
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