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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-07-05
DE RA APPROVED 2016-05-12
  • TX RA
    APPROVED_RES
    Since 2017-07-05
  • DE RA
    APPROVED
    Since 2016-05-12

Branch Locations

900 Foulk Road Suite 201, Wilmington, DE 19803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Wilmington DE 04/2016 Present
Raymond James Financial Services Advisors Inc. Wilmington DE 05/2016 Present
Previous Registrations
  • 2013-08-26 → 2019-12-19
    Chesapeake City, MD
  • 2013-10-31 → 2016-04-15
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2013-06-27 → 2013-08-23
    Wilmington, DE
    Bala Cynwyd, PA
    Chesapeake City, MD
Other Businesses

(1)Name of Business: Butler Financial Address: 1011 Centre Rd, Suite 305, Wilmington, DE, 19805, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 10/20/2016 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Advisor member of practice. (2)Name of Business: Patronus Partners LLC Address: 1011 Centre Rd Ste 305, Wilmington, DE, 19805-1266, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/01/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Co-Owner of the entity with Advisor partner Jenn Sonson. Our FA net revenue flows to the joint business; which then pays for all office and business overhead including payroll and benefits coverage costs. My primary role is to manage the monthly and annual budget, coordinate with our bookkeeper, and facilitate payroll and pre-tax deductions.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-20
S63 Uniform Securities Agent State Law Examination 2012-07-21
  • S66 Uniform Combined State Law Examination
    2013-06-20
  • S63 Uniform Securities Agent State Law Examination
    2012-07-21
Other Names
  • Michael L Nichols

View on SEC IAPD

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