Best Investors Account Sign in

Benjamin Baffa

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Puyallup, WA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-28
WA RA APPROVED 2014-04-15
  • TX RA
    APPROVED_RES
    Since 2016-07-28
  • WA RA
    APPROVED
    Since 2014-04-15

Branch Locations

205 W Meeker, Puyallup, WA 98371 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Issaquah WA 04/2014 Present
Bank Of America N.A. Issaquah WA 05/2014 Present
Previous Registrations
  • 2012-03-01 → 2013-04-19
    Edward Jones
    Maryland Heights, MO
    Maryland Heights, MO
    Issaquah, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-29
  • S66 Uniform Combined State Law Examination
    2012-02-29
Other Names
  • Benjamin Js Baffa
  • Benjamin J Baffa
  • - Baffa -

View on SEC IAPD

Other Firms

EDWARD JONES
INVESTORS PORTFOLIO SERVICES LLC
LPL FINANCIAL LLC
KEY INVESTMENT SERVICES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
PFS INVESTMENTS INC.
CETERA INVESTMENT ADVISERS LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

Andrew F Brown
Artell Whitaker
Adam Epperson
Blair Kelly Sexton
Melissa G Blattler
Mart K Mitchell
Charean Ellen Mead
Noah Daniel Fenz

Other Offices

EDWARD JONES · PUYALLUP, WA
INVESTORS PORTFOLIO SERVICES LLC · PUYALLUP, WA
LPL FINANCIAL LLC · PUYALLUP, WA
KEY INVESTMENT SERVICES LLC · Puyallup, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · Puyallup, WA
LPL FINANCIAL LLC · PUYALLUP, WA
EDWARD JONES · Puyallup, WA
EDWARD JONES · PUYALLUP, WA

More in Puyallup, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor