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Steven R Rohde

Morgan Stanley

Seminole, FL

Purchase, NY

CRD 6010203

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-09-08
  • FL RA
    APPROVED
    Since 2021-09-08

Branch Locations

Seminole, FL • United States

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Seminole FL 05/2013 Present
Morgan Stanley Services Group Inc. Tampa FL 03/2017 Present
  • 05/2013 → Present
    Morgan Stanley
    Seminole, FL
  • 03/2017 → Present
    Morgan Stanley Services Group Inc.
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-24
  • S66 Uniform Combined State Law Examination
    2020-12-24
Other Names
  • Steven Robert Rohde

View on SEC IAPD

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