Joseph Andrew Lopez

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 05/2020
  Usaa Financial Advisors, Inc.
  San Antonio, TX
• 05/2014 → 05/2020
  Usaa Financial Planning Services
  San Antonio, TX
• 01/2018 → 05/2020
  Usaa Investment Management Company
  San Antonio, TX
• 05/2020 → Present
  Charles Schwab & Co., Inc.
  Austin, TX
• 05/2020 → 06/2021
  Charles Schwab Bank, Ssb
  San Antonio, TX
• 06/2021 → Present
  Schwab Wealth Advisory Inc
  Austin, TX

Previous Registrations

• 2018-01-08 → 2020-05-24
  Usaa Investment Services Company
  San Antonio, TX
• 2014-07-08 → 2018-01-08
  Usaa Financial Planning Services
  San Antonio, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-07-03
• S63 Uniform Securities Agent State Law Examination
  2012-06-22

Designations

• Certified Financial Planner

Other Names

• Joe Andrew Lopez
• Joseph Lopez