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Timothy John Carroll

Uk Pension Transfer LLC

Atlanta, GA

CRD 6009950

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Employer firm

Uk Pension Transfer LLC CRD 164488

Reported services (Item 5G)

  • Pension consulting
  • SELECTION OF NON-US PENSION PROVIDER AND INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Uk Pension Transfer Llc

Atlanta, GA • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2012-07-12
  • GA RA
    APPROVED
    Since 2012-07-12

Branch Locations

Atlanta, GA • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestrel International Usa Inc. Tampa FL 05/2002 Present
  • 05/2002 → Present
    Kestrel International Usa Inc.
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-09-14
  • S65 Uniform Investment Adviser Law Examination
    2011-09-14

View on SEC IAPD

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