Charles Bradley Watts

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 09/2020
  Mass Mutual
  San Antonio, TX
• 01/2012 → 09/2020
  Mml Investors Services
  San Antonio, TX
• 09/2020 → Present
  Ameriprise Financial Services, Llc
  San Antonio, TX

Previous Registrations

• 2013-12-24 → 2020-09-22
  Mml Investors Services, Llc
  San Antonio, TX

Other Businesses

Independent Insurance Brokering; MassMutual; 10/30/2011; Disability Income. Business Ownership; XZ8979, LLC; As a member of the LLC, I will oversee marketing, management and administration of our practice.; An organization dedicated to marketing, management and administration of our practice; 1314 E Sonterra Blvd, Bldg 4, Ste 401, , San Antonio, TX, 78258; Investment-Related; 05/20/2021; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; XZ8979, LLC; CFO and VP - Marketing, Management and administration of our practice; ; 1314 E Sonterra Blvd, Bldg 4, Ste 401, , San Antonio, TX, 78258; Not Investment-Related; 05/20/2021; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-12-03
• S63 Uniform Securities Agent State Law Examination
  2012-05-31

Other Names

• Charles Watts
• Charlie Watts