Shawn Raymond Tighe

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 04/2021
  Ubs Financial Services Inc.
  Florham Park, NJ
• 04/2021 → 04/2023
  Raymond James And Associates, Inc
  New York, NY
• 04/2023 → Present
  Lpl Financial Llc
  Succasunna, NJ

Previous Registrations

• 2021-04-19 → 2023-04-20
  Raymond James & Associates, Inc.
  New York, NY
• 2013-08-29 → 2021-04-29
  Ubs Financial Services Inc.
  Florham Park, NJ
  Florham Park, NJ
  Red Bank, NJ
  Florham Park, NJ
• 2013-08-29 → 2013-08-29
  Morgan Stanley
  Morristown, NJ

Other Businesses

1) 03/2023 - Sheehan Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 04/2023 - 160 Hr/Mth 2) 10/15/2024 - Island Park Private Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/21/2024 - 240 Hours Per Month/ 140 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2013-08-27

Designations

• Certified Financial Planner