Pio F Defranco

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → 10/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wayne, NJ
• 10/2017 → 03/2020
  Ameriprise Financial Services, Inc.
  Wayne, NJ
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Saddle Brook, NJ

Previous Registrations

• 2008-05-30 → 2017-10-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wayne, NJ
• 2007-04-02 → 2008-06-02
  Morgan Stanley & Co. Llc
  Morristown, NJ
• 2002-05-30 → 2007-04-02
  Morgan Stanley Dw Inc.
  Morristown, NJ
  Morristown, NJ

Exams

• S66 Uniform Combined State Law Examination
  2000-07-27

Other Names

• Pio F Defranco
• Frank Defranco
• Pio Francesco Defranco
• Frank Defranco
• Frank P. Defranco