Robert S O'neill

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-05-26
IL	RA	APPROVED	2014-07-21

TX RA
APPROVED

Since 2015-05-26
IL RA
APPROVED

Since 2014-07-21

Branch Locations

110 N Wacker Dr, Chicago, IL 60606 • United States

Chicago , IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chicago	IL	01/2014	Present
Bank Of America, N.A.	Chicago	IL	10/2014	Present

01/2014 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL
10/2014 → Present

Bank Of America, N.A.

Chicago, IL

Other Businesses

I*96605 For profit or not for profit: Non-Profit Organization Name of outside business organization: Lincoln Park Zoo Auxiliary Board Investment related: N Address of business: Chicago, Illinois 60614 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 8/15/2016 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I am a general member of the Auxiliary Board for young professionals. I have no designated role in the group.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-07-18

S66 Uniform Combined State Law Examination

2014-07-18

Other Names

Robert Spooner Oneill

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