Gregory John Holman

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → Present
  Gwn Securities Inc.
  Palm Beach Gardens, FL
• 01/2012 → Present
  Kades Margolis
  Wayne, PA

Other Businesses

FINANCIAL INDEPENDENCE GROUP (FIG) POSITION: Financial Advisor NATURE: Selling life insurance based products INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/13/2018 ADDRESS: 19520 W Catawba Ave, Suite 200, Cornelius NC 28031, United States DESCRIPTION: Selling life insurance based products KADES MARGOLIS,Is Investment Related,,DBA/Financial Services,Registered Rep,2011-12-30,160 hours per month,160 hours per month during trading hours,Commission Compensation,DBA/FINANCIAL SERVICES Business name: Insurance, Business Address: 940 W Valley Road, Suite 1200, Wayne, PA 19087, Position Held: Agent, Expected annual income: 40000, Compensation Type: Commissions, Hours Per Month: 1, Hours Per Month Trading: 1, Involvement status: ACTIVE, Start: 2013-08-01, Activity description: Life Insurance and annuities, Investment Related?: YES, Will this activity interfere with or compromise your responsibilities as a registered representative?: NO, Is there an expectation to solicit other ownership or raise capital? : NO, Is there a web presence? : NO, Is there check-writing, trading authority/custody or control?: NO, Please list all non-securities licenses and/or certifications/professional designations that may apply to this activity (i.e. insurance, CPA, ChFC, etc.): NAT PROD #16572209 PA Life Insurance #628818

Exams

• S66 Uniform Combined State Law Examination
  2012-02-09

Other Names

• Gregory Holman