Thomas Lee Petric

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 12/2019
  Bmo Global Asset Management
  Chicago, IL
• 07/2016 → 11/2021
  Bmo Asset Management Corp.
  Chicago, IL
• 01/2020 → 11/2021
  Foreside Financial Services, Llc
  Chicago, IL
• 12/2021 → 06/2024
  Northern Trust Securities, Inc.
  Chicago, IL
• 12/2021 → 06/2024
  Northern Trust Bank
  Chicago, IL
• 06/2024 → Present
  Bmo
  Chicago, IL
• 06/2024 → Present
  Lpl Financial Llc
  Chicago, IL

Previous Registrations

• 2021-02-19 → 2022-02-04
  Bmo Asset Management Corp.
  Chicago, IL
• 2016-08-02 → 2020-12-31
  Bmo Asset Management Corp.
  Chicago, IL
• 2015-02-10 → 2016-07-26
  Cedar Capital, Llc
  Glen Ellyn, IL
• 2014-08-04 → 2015-01-02
  Good Harbor Financial
  Barrington, IL
• 2012-06-15 → 2014-07-21
  Nuveen Asset Management, Llc
  Chicago, IL
• 2012-03-13 → 2012-06-06
  Ipi Wealth Management, Inc.
  Wilmette, IL

Other Businesses

1- 08/27/2024 / BMO Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)

Exams

• S66 Uniform Combined State Law Examination
  2012-03-05

Designations

• Chartered Financial Analyst

Other Names

• Tom Petric
• Thomas Lee Petric
• Thomas Petric