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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-08-04 |
| TX | RA | APPROVED | 2025-08-01 |
| AZ | RA | APPROVED | 2024-01-25 |
| NJ | RA | APPROVED | 2024-01-10 |
| CA | RA | APPROVED | 2024-01-09 |
| CO | RA | APPROVED | 2024-01-09 |
| HI | RA | APPROVED | 2024-01-09 |
Branch Locations
355 Hukilike Street Suite 204, Kahului, HI 96732 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa-Advisors, Llc | New York | NY | 03/2012 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 03/2012 | Present |
| Guardian Life Insurance Company | Kahului | HI | 01/2024 | Present |
| Park Avenue Securities | Kahului | HI | 01/2024 | Present |
1) Maui Pacific Tours/ Outrigger Canoe Tour Guide: Employee of recreational tour company. Start Date: 03/01/2023, Address: 3850 Wailea Alanui Dr, Kihei, HI, 96753, 4 total hours per month: 0 hours during securities trading hours, Not Investment Related, Less than 10% annual compensation, 2) Insurance other than Guardian-Independent contractor, Nature of Business: Insurance sales, Start date: 09/01/2025, Address: 355 Hukilike St Suite 204 Kahului, HI 96732, Duties: Insurance other than Guardian 3 total hours per month; 3 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-30 |
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