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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-04-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frandsen Bank & Trust | Luck | WI | 07/2000 | 08/2024 |
| Lpl Financial Llc | Luck | WI | 11/2017 | 08/2024 |
| Investment Centers Of America, Inc. | Luck | WI | 12/2011 | 11/2017 |
| Wells Fargo Advisors Financial Network, Llc | Willmar | MN | 08/2024 | Present |
1. 11/29/2017 - Frandsen Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 5/17/2018 - Frandsen Investment Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 05/04/2018 - 60 Hours Per Month/5 Hours During Securities Trading. 3. 10/5/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary Public - Start Date: 05/23/2016 - 1 Hour Per Month/1 Hour During Securities Trading - Notary Public State of Wisconsin, commission expires 05/22/2020.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-19 |
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