Adam Adelman

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-08-26
TX	RA	APPROVED	2019-09-20
NJ	RA	APPROVED	2018-08-20
CT	RA	APPROVED	2018-08-09

FL RA
APPROVED

Since 2020-08-26
TX RA
APPROVED

Since 2019-09-20
NJ RA
APPROVED

Since 2018-08-20
CT RA
APPROVED

Since 2018-08-09

Branch Locations

20441 State Road 7, Boca Raton, FL 33498 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Boca Raton	FL	06/2014	Present
Jpmorgan Chase Bank, N.A.	Boca Raton	FL	06/2014	Present

06/2014 → Present

J.P. Morgan Securities Llc

Boca Raton, FL
06/2014 → Present

Jpmorgan Chase Bank, N.A.

Boca Raton, FL

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/1/2020 ADDRESS: 236 NEW YORK, NY. DETAILS: Passive Rental Income INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-08-02
S63	Uniform Securities Agent State Law Examination	2014-08-18

S66 Uniform Combined State Law Examination

2018-08-02
S63 Uniform Securities Agent State Law Examination

2014-08-18

Other Names

Adam P Adelman
Adam Adelman
Adam Paul Adelman

View on SEC IAPD