James Tafel Feckner

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 02/2018
  Metlife Securities Inc
  Sacramento, CA
• 07/2016 → 02/2018
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 02/2018
  Mml Investors Services, Llc
  Sacramento, CA
• 02/2018 → 01/2024
  Woodbury Financial Services Inc
  Sheridan, CA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Clarksville, TN

Previous Registrations

• 2018-02-02 → 2024-01-19
  Woodbury Financial Services, Inc.
  Sheridan, CA
  San Francisco, CA
  Clarksville, TN
• 2017-03-25 → 2018-02-08
  Mml Investors Services, Llc
  Sacramento, CA
• 2013-05-13 → 2017-03-25
  Msi Financial Services, Inc.
  Sacramento, CA

Other Businesses

1. JIM FECKNER JR POSITION: Financial Services Rep NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2018 ADDRESS: 130 Hillcrest Dr, Suite 204, Clarksville TN 37043, United States DESCRIPTION: Fixed Insurance and Fixed Annuity service and sales, current income is from residuals from past company. 2. AMERICAN FINANCIAL EDUCTION ALLIANCE POSITION: Financial Planner NATURE: Non Profit providing educational workshops INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 02/24/2020 ADDRESS: 130 Hillcrest Dr, Suite 204, Clarksville TN 37043, United States DESCRIPTION: Conducting education workshops 3. SUCCESFUL PLANNING SERVICES LLC POSITION: Owner NATURE: This is an LLC DBA we will be using for marketing, and some insurance business at some point INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/23/2022 ADDRESS: 130 Hillcrest Dr, Suite 204, Clarksville TN 37043, United States DESCRIPTION: This is a DBA only

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-05-05
• S63 Uniform Securities Agent State Law Examination
  2012-01-12

Other Names

• Jim Feckner
• Jim Tafel Feckner
• Jim Feckner