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Connie Georgianne Benham

LPl Financial LLC

Roseburg, OR

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-19
OR RA APPROVED 2021-08-02
  • TX RA
    APPROVED_RES
    Since 2024-06-19
  • OR RA
    APPROVED
    Since 2021-08-02

Branch Locations

2365 W Harvard Ave, Roseburg, OR 97471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stumbo Construction Winchester OR 12/1999 07/2021
Benham Concrete, Inc Coquille OR 11/2006 07/2021
Waddell & Reed, Inc Roseburg OR 12/2011 07/2021
Various Insurance Carriers For W & R Insurance Agancies Winchester OR 04/2012 07/2021
Benham Four Llc Medford OR 01/2013 07/2021
Benham Corp Winchester OR 03/2013 07/2021
Shell Rentals Llc Winchester OR 01/2017 07/2021
Benham Properties, Llc Medford OR 05/2017 07/2021
Benham Corp Roseburg OR 09/2020 07/2021
Lpl Financial Llc Roseburg OR 07/2021 Present
  • 12/1999 → 07/2021
    Stumbo Construction
    Winchester, OR
  • 11/2006 → 07/2021
    Benham Concrete, Inc
    Coquille, OR
  • 12/2011 → 07/2021
    Waddell & Reed, Inc
    Roseburg, OR
  • 04/2012 → 07/2021
    Various Insurance Carriers For W & R Insurance Agancies
    Winchester, OR
  • 01/2013 → 07/2021
    Benham Four Llc
    Medford, OR
  • 03/2013 → 07/2021
    Benham Corp
    Winchester, OR
  • 01/2017 → 07/2021
    Shell Rentals Llc
    Winchester, OR
  • 05/2017 → 07/2021
    Benham Properties, Llc
    Medford, OR
  • 09/2020 → 07/2021
    Benham Corp
    Roseburg, OR
  • 07/2021 → Present
    Roseburg, OR
Previous Registrations
  • 2012-06-26 → 2021-07-21
    Waddell & Reed
    Eugene, OR
    Roseburg, OR
    Seattle, WA
Other Businesses

1) 4/2012 - Non-Variable Insurance - Connie Benham - Investment Related - Roseburg, OR 97471 2) 7/2021 - DBA for LPL Business (entity for LPL business) - Benham Wealth Strategies - Investment Related - Roseburg, OR 97471 3) 3/2013 - Business Entity For Tax/Investment Purposes Only - Benham Corp - Not Investment Related - Winchester, OR 97495 4) 12/2016 - Real Estate Rental - Shell Rentals, LLC - Investment Related - 145 Shell Ln Winchester, OR 97495 5) 05/2017 / Benham Properties, LLC / Real Estate Rental / 183 Little Pheasant, Roseburg, OR 97470 / Investment Related / Roseburg, OR 97470 6) 10/25/2022 - Benham Concrete - Not Investment Related - Other - Other - Start Date 10/06/2021 - 0 Hours Per Month/0 Hours During Securities Trading 7) 1/24/2023 - Stumbo Construction - Investment Related - At Reported Business Location(s) - Family Business - Start Date - 11/01/2000 - 0 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-05
  • S66 Uniform Combined State Law Examination
    2012-04-05
Other Names
  • Connie Oiler
  • Connie Jones

View on SEC IAPD

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