Edward Williams Ricker

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 09/2023
  E*Trade Securities Llc/Harrisdirect Llc
  Sandy, UT
• 02/2013 → 09/2023
  E*Trade Capital Management Llc
  Sandy, UT
• 01/2023 → 06/2024
  Morgan Stanley
  Sandy, UT
• 03/2023 → 06/2024
  Morgan Stanley Private Bank, N.A
  Sandy, UT
• 07/2024 → Present
  Mml Investor Services, Llc
  Lehi, UT
• 06/2024 → Present
  Massmutual Life Insurance Co.
  Lehi, UT

Previous Registrations

• 2023-01-12 → 2024-06-12
  Morgan Stanley
  Sandy, UT
• 2014-06-13 → 2023-09-05
  Harrisdirect Llc
  Arlington, VA
  Sandy, UT
  Washington, DC
  Sandy, UT
• 2012-05-08 → 2013-01-24
  Valic Financial Advisors, Inc.
  Las Vegas, NV

Other Businesses

NAME: EDWARD RICKER INV REL: Y ADD: 2901 WEST BLUE GRASS BLVD SUITE 320 LEHI UT 84043 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 06/07/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: LIFE, DI, LTC, FIXED ANNUITIES, HEALTH

Exams

• S66 Uniform Combined State Law Examination
  2012-04-15

Other Names

• Ted Williams Ricker
• Edward W Ricker
• Edward Williams Ricker
• Edward Williams Ricker