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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-03-07 |
Branch Locations
401 N Main St, Travelers Rest, SC 29690-1528 • United States
674 Fairview Rd Ste B, Simpsonville, SC 29680 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Evangelical Christian School | Fort Meyers | FL | 10/2010 | 06/2017 |
| Worden Cook & Mcmichael | Fort Meyers | FL | 10/2011 | 03/2018 |
| H.D. Vest Investment Services | Fort Meyers | FL | 02/2012 | 04/2018 |
| Stabilty Insurance Group Inc | Fort Myers | FL | 09/2013 | 03/2018 |
| Hd Vest Advisory Services | Ft Meyers | FL | 05/2017 | 04/2018 |
| Wells Fargo Bank Na | Easley | SC | 03/2018 | 07/2018 |
| Wells Fargo Clearing Services, Llc. | Easley | SC | 04/2018 | 07/2018 |
| Regions Investment Solutions | Greenville | SC | 07/2018 | 10/2020 |
| Cetera Investment Services Llc | St. Cloud | MN | 07/2018 | 10/2020 |
| Cetera Investment Advisers Llc | Greenville | SC | 07/2018 | 10/2020 |
| Avantax Advisory Services | Gray Court | SC | 10/2020 | 03/2022 |
| Avantax Investment Services, Inc. | Gray Court | SC | 10/2020 | 03/2022 |
| Beacon Capital Management, Llc | Greenville | SC | 11/2019 | Present |
| Avantax Insurance Agency, Llc | Gray Court | SC | 10/2020 | 03/2022 |
| Beacon Tax & Accounting Solutions, Llc | Greenville | SC | 10/2020 | Present |
| Lpl Financial, Llc | Travelers Rest | SC | 03/2022 | Present |
1) 10/2020 - DBA for LPL Business (entity for LPL business) - BEACON CAPITAL MANAGEMENT, LLC - Investment Related - Travelers Rest, SC 29690 2) 11/2020 - Tax Prep/Accounting/CPA - Beacon Tax & Accounting Solutions, LLC DBA North Greenville Accounting - Investment Related - Travelers Rest, SC 29690
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-04 |
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