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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-03-07
  • SC RA
    APPROVED
    Since 2022-03-07

Branch Locations

401 N Main St, Travelers Rest, SC 29690-1528 • United States

674 Fairview Rd Ste B, Simpsonville, SC 29680 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Evangelical Christian School Fort Meyers FL 10/2010 06/2017
Worden Cook & Mcmichael Fort Meyers FL 10/2011 03/2018
H.D. Vest Investment Services Fort Meyers FL 02/2012 04/2018
Stabilty Insurance Group Inc Fort Myers FL 09/2013 03/2018
Hd Vest Advisory Services Ft Meyers FL 05/2017 04/2018
Wells Fargo Bank Na Easley SC 03/2018 07/2018
Wells Fargo Clearing Services, Llc. Easley SC 04/2018 07/2018
Regions Investment Solutions Greenville SC 07/2018 10/2020
Cetera Investment Services Llc St. Cloud MN 07/2018 10/2020
Cetera Investment Advisers Llc Greenville SC 07/2018 10/2020
Avantax Advisory Services Gray Court SC 10/2020 03/2022
Avantax Investment Services, Inc. Gray Court SC 10/2020 03/2022
Beacon Capital Management, Llc Greenville SC 11/2019 Present
Avantax Insurance Agency, Llc Gray Court SC 10/2020 03/2022
Beacon Tax & Accounting Solutions, Llc Greenville SC 10/2020 Present
Lpl Financial, Llc Travelers Rest SC 03/2022 Present
  • 10/2010 → 06/2017
    Evangelical Christian School
    Fort Meyers, FL
  • 10/2011 → 03/2018
    Worden Cook & Mcmichael
    Fort Meyers, FL
  • 02/2012 → 04/2018
    H.D. Vest Investment Services
    Fort Meyers, FL
  • 09/2013 → 03/2018
    Stabilty Insurance Group Inc
    Fort Myers, FL
  • 05/2017 → 04/2018
    Hd Vest Advisory Services
    Ft Meyers, FL
  • 03/2018 → 07/2018
    Wells Fargo Bank Na
    Easley, SC
  • 04/2018 → 07/2018
    Easley, SC
  • 07/2018 → 10/2020
    Regions Investment Solutions
    Greenville, SC
  • 07/2018 → 10/2020
    Cetera Investment Services Llc
    St. Cloud, MN
  • 07/2018 → 10/2020
    Greenville, SC
  • 10/2020 → 03/2022
    Avantax Advisory Services
    Gray Court, SC
  • 10/2020 → 03/2022
    Avantax Investment Services, Inc.
    Gray Court, SC
  • 11/2019 → Present
    Beacon Capital Management, Llc
    Greenville, SC
  • 10/2020 → 03/2022
    Avantax Insurance Agency, Llc
    Gray Court, SC
  • 10/2020 → Present
    Beacon Tax & Accounting Solutions, Llc
    Greenville, SC
  • 03/2022 → Present
    Travelers Rest, SC
Previous Registrations
Other Businesses

1) 10/2020 - DBA for LPL Business (entity for LPL business) - BEACON CAPITAL MANAGEMENT, LLC - Investment Related - Travelers Rest, SC 29690 2) 11/2020 - Tax Prep/Accounting/CPA - Beacon Tax & Accounting Solutions, LLC DBA North Greenville Accounting - Investment Related - Travelers Rest, SC 29690

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-24
S63 Uniform Securities Agent State Law Examination 2012-05-04
  • S65 Uniform Investment Adviser Law Examination
    2017-05-24
  • S63 Uniform Securities Agent State Law Examination
    2012-05-04
Other Names
  • Brian Lusco
  • Brian Christopher Lusco

View on SEC IAPD

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