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Employer firm

Foundations Investment Advisors LLC CRD 175083

$10.1B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-12-05
  • GA RA
    APPROVED
    Since 2024-12-05

Branch Locations

162 W. Main Street Suite 307, Cartersville, GA 30120 • United States

300 Parkbrooke Place Suite 140, Woodstock, GA 30189 • United States

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Country Capital Management Company Bloomington IL 07/2016 10/2016
Bankers Life Securities, Inc. Duluth GA 11/2016 09/2018
Bankers Life & Casualty Co. Duluth GA 11/2016 09/2018
Foundations Investment Advisors Phoenix AZ 11/2024 Present
Cunningham Group Llc Canton GA 09/2018 Present
Strategic Retirement Solutions Llc Canton GA 01/2020 01/2024
Your Wealth Advisors Woodstock GA 01/2024 Present
  • 07/2016 → 10/2016
    Country Capital Management Company
    Bloomington, IL
  • 11/2016 → 09/2018
    Bankers Life Securities, Inc.
    Duluth, GA
  • 11/2016 → 09/2018
    Bankers Life & Casualty Co.
    Duluth, GA
  • 11/2024 → Present
    Foundations Investment Advisors
    Phoenix, AZ
  • 09/2018 → Present
    Cunningham Group Llc
    Canton, GA
  • 01/2020 → 01/2024
    Strategic Retirement Solutions Llc
    Canton, GA
  • 01/2024 → Present
    Your Wealth Advisors
    Woodstock, GA
Other Businesses

CUNNINGHAM GROUP LLC;NOT INVESTMENT RELATED; 2020 FOLD LEAF PARKWAY CANTON,GA 30114; FAMILY HOLDING COMPANY;CO-OWNER; START DATE 09/2018; 1 HR PER WEEK DEVOTED TO BUSINESS; LLC IS SET TO OWN REAL ESTATE AND BUSINESS ENTITIES THAT THEY ARE INVOLVED WITH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-15
S63 Uniform Securities Agent State Law Examination 2016-09-02
  • S65 Uniform Investment Adviser Law Examination
    2024-10-15
  • S63 Uniform Securities Agent State Law Examination
    2016-09-02
Other Names
  • Paige Gavin
  • Paige Brittney Gavin
  • Paige Brittney Cunningham

View on SEC IAPD

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