Stephen Charles Debol

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2017 → 01/2018
  Democracy Funding, Llc
  Arlington, VA
• 08/2016 → 01/2018
  First Capital
  New York, NY
• 05/2018 → 02/2020
  First Allied Securities
  San Diego, CA
• 01/2018 → 05/2018
  Duval Capital
  Grosse Pointe Shores, MI
• 02/2020 → Present
  Lpl Financial, Llc
  Grosse Pointe Shores, MI

Other Businesses

1. 2/13/2020 - Duval Capital Management, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2/1/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 3/27/2020 - Duval Capital Management, Inc. - DBA: Duval Capital - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/01/2018 - 160 Hours Per Month During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-04-18
• S63 Uniform Securities Agent State Law Examination
  2012-12-28

Other Names

• Stephen Debol