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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-24 |
| MA | RA | APPROVED | 2024-04-02 |
Branch Locations
2344 Washington St. 2Nd Floor, Newton Lower Falls, MA 02462 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Street Global Advisors Funds Distributors Llc | Boston | MA | 07/2015 | 04/2018 |
| State Street Global Advisors | Boston | MA | 07/2015 | 01/2017 |
| State Street Global Advisors Trust Company | Boston | MA | 01/2017 | 04/2018 |
| Lightship Wealth Strategies | Newton Lower Falls | MA | 04/2018 | Present |
| Commonwealth Financial Network | Waltham | MA | 04/2018 | 03/2024 |
| Raymond James Financial Services, Inc. | Newton Lower Falls | MA | 03/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Newton Lower Falls | MA | 03/2024 | Present |
| Wolff Capital Management, Inc. | Newton Lower Falls | MA | 12/2024 | Present |
(1)Name of Business: Wolff Capital Management, Inc. Address: 2344 Washington St Ste 2, Newton Lower Falls, MA, 02462-1475, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 12/20/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Advising clients on financial planning, investment management, and other matters as it pertains to comprehensive financial goals planning.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-28 |
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