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Alexander Carlin Roepe

Northwestern Mutual Investment Services, LLC

Jacksonville, FL

CRD 6007019

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-26
  • FL RA
    APPROVED
    Since 2025-02-26

Branch Locations

4345 Southpoint Blvd Suite 400, Jacksonville, FL 32216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Jacksonville FL 11/2011 03/2017
Bradley Ernst Jacksonville FL 04/2017 Present
Northwestern Mutual Investment Services Llc Jacksonville FL 04/2017 Present
Northwestern Mutual Wealth Management Co Milwaukee WI 01/2018 Present
  • 11/2011 → 03/2017
    Fidelity Investments
    Jacksonville, FL
  • 04/2017 → Present
    Bradley Ernst
    Jacksonville, FL
  • 04/2017 → Present
    Northwestern Mutual Investment Services Llc
    Jacksonville, FL
  • 01/2018 → Present
    Northwestern Mutual Wealth Management Co
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-23
S63 Uniform Securities Agent State Law Examination 2012-03-05
  • S66 Uniform Combined State Law Examination
    2015-03-23
  • S63 Uniform Securities Agent State Law Examination
    2012-03-05
Other Names
  • Alex Roepe

View on SEC IAPD

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MADDEN ADVISORY SERVICES, INC.
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Nearby Investors

ANTHONY JOSEPH DE BELLIS
RYAN ALEXANDER WILLIAMS
JORDAN Christopher LACY

Nearby Offices

LPL ENTERPRISE, LLC · JACKSONVILLE, FL
MADDEN ADVISORY SERVICES, INC. · JACKSONVILLE, FL
SANCHEZ WEALTH MANAGEMENT GROUP, LLC · JACKSONVILLE, FL

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