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Jennifer Thomas

Tri-Ad Capital Management I, LLC

Escondido, CA

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Current Employers
Tri-Ad Capital Management I, Llc

221 W. Crest St., Ste. 300, Escondido, CA 92025 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-04
AZ RA APPROVED 2023-05-01
  • CA RA
    APPROVED
    Since 2025-09-04
  • AZ RA
    APPROVED
    Since 2023-05-01

Branch Locations

221 W. Crest St., Ste. 300, Escondido, CA 92025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tri-Ad Capital Management, Inc Escondido CA 09/2004 02/2023
Tri-Ad Capital Management I, Llc Escondido CA 02/2023 Present
Previous Registrations
  • 2012-02-17 → 2023-05-02
    Tri-Ad Capital Management, Inc.
    Escondido, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-16
  • S65 Uniform Investment Adviser Law Examination
    2012-02-16

View on SEC IAPD

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