Kenneth L Alter

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2024-10-15
NE	RA	APPROVED	2024-09-30
PR	RA	APPROVED	2024-09-19
AR	RA	APPROVED	2023-11-07
DC	RA	APPROVED	2023-11-07
KY	RA	APPROVED	2023-11-07
MD	RA	APPROVED	2023-11-07
MI	RA	APPROVED	2023-11-07
MS	RA	APPROVED	2023-11-07
OK	RA	APPROVED	2023-11-07
OR	RA	APPROVED	2023-11-07
SC	RA	APPROVED	2023-11-07
VT	RA	APPROVED	2023-11-07
WI	RA	APPROVED	2023-11-07
AZ	RA	APPROVED	2023-03-21
HI	RA	APPROVED	2023-03-14
IL	RA	APPROVED	2023-03-13
WV	RA	APPROVED	2023-03-10
DE	RA	APPROVED	2023-03-08
IA	RA	APPROVED	2023-03-08
SD	RA	APPROVED	2023-03-08
AL	RA	APPROVED	2023-03-06
ID	RA	APPROVED	2023-03-06
IN	RA	APPROVED	2023-03-06
LA	RA	APPROVED	2023-03-06
NM	RA	APPROVED	2023-03-06
ND	RA	APPROVED	2023-03-06
PA	RA	APPROVED	2023-03-06
RI	RA	APPROVED	2023-03-06
TX	RA	APPROVED_RES	2023-03-06
UT	RA	APPROVED	2023-03-06
WY	RA	APPROVED	2023-03-06
GA	RA	APPROVED	2023-03-03
KS	RA	APPROVED	2023-03-03
MT	RA	APPROVED	2023-03-03
VA	RA	APPROVED	2023-03-03
WA	RA	APPROVED	2023-03-03
MO	RA	APPROVED	2023-02-16
OH	RA	APPROVED	2023-01-09
NV	RA	APPROVED	2022-12-01
CO	RA	APPROVED	2022-09-15
ME	RA	APPROVED	2022-03-09
AK	RA	APPROVED	2021-10-15
NY	RA	APPROVED	2021-04-16
MN	RA	APPROVED	2021-02-12
NC	RA	APPROVED	2020-04-27
FL	RA	APPROVED	2019-09-06
NH	RA	APPROVED	2019-01-03
CA	RA	APPROVED	2017-05-17
CT	RA	APPROVED	2016-12-27
NJ	RA	APPROVED	2014-11-10

MA RA
APPROVED

Since 2024-10-15
NE RA
APPROVED

Since 2024-09-30
PR RA
APPROVED

Since 2024-09-19
AR RA
APPROVED

Since 2023-11-07
DC RA
APPROVED

Since 2023-11-07
KY RA
APPROVED

Since 2023-11-07
MD RA
APPROVED

Since 2023-11-07
MI RA
APPROVED

Since 2023-11-07
MS RA
APPROVED

Since 2023-11-07
OK RA
APPROVED

Since 2023-11-07
OR RA
APPROVED

Since 2023-11-07
SC RA
APPROVED

Since 2023-11-07
VT RA
APPROVED

Since 2023-11-07
WI RA
APPROVED

Since 2023-11-07
AZ RA
APPROVED

Since 2023-03-21
HI RA
APPROVED

Since 2023-03-14
IL RA
APPROVED

Since 2023-03-13
WV RA
APPROVED

Since 2023-03-10
DE RA
APPROVED

Since 2023-03-08
IA RA
APPROVED

Since 2023-03-08
SD RA
APPROVED

Since 2023-03-08
AL RA
APPROVED

Since 2023-03-06
ID RA
APPROVED

Since 2023-03-06
IN RA
APPROVED

Since 2023-03-06
LA RA
APPROVED

Since 2023-03-06
NM RA
APPROVED

Since 2023-03-06
ND RA
APPROVED

Since 2023-03-06
PA RA
APPROVED

Since 2023-03-06
RI RA
APPROVED

Since 2023-03-06
TX RA
APPROVED_RES

Since 2023-03-06
UT RA
APPROVED

Since 2023-03-06
WY RA
APPROVED

Since 2023-03-06
GA RA
APPROVED

Since 2023-03-03
KS RA
APPROVED

Since 2023-03-03
MT RA
APPROVED

Since 2023-03-03
VA RA
APPROVED

Since 2023-03-03
WA RA
APPROVED

Since 2023-03-03
MO RA
APPROVED

Since 2023-02-16
OH RA
APPROVED

Since 2023-01-09
NV RA
APPROVED

Since 2022-12-01
CO RA
APPROVED

Since 2022-09-15
ME RA
APPROVED

Since 2022-03-09
AK RA
APPROVED

Since 2021-10-15
NY RA
APPROVED

Since 2021-04-16
MN RA
APPROVED

Since 2021-02-12
NC RA
APPROVED

Since 2020-04-27
FL RA
APPROVED

Since 2019-09-06
NH RA
APPROVED

Since 2019-01-03
CA RA
APPROVED

Since 2017-05-17
CT RA
APPROVED

Since 2016-12-27
NJ RA
APPROVED

Since 2014-11-10

Branch Locations

50 Tice Blvd Suite 280, Woodcliff Lake, NJ 07677 • United States

Tenafly, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Company	Fairfield	NJ	10/2011	11/2021
Park Avenue Securities	Fairfield	NJ	02/2012	11/2021
Guardian Life Insurance Company	Shrewsbury	NJ	11/2021	11/2022
Park Avenue Securities	Shrewsbury	NJ	11/2021	11/2022
Guardian Life Insurance Company	Woodcliff Lake	NJ	11/2022	Present
Park Avenue Securities	Woodlciff Lake	NJ	11/2022	Present
Guardian Life Insurance Company	Tenafly	NJ	06/2024	Present
Park Avenue Securities	Tenafly	NJ	06/2024	Present

10/2011 → 11/2021

Guardian Life Insurance Company

Fairfield, NJ
02/2012 → 11/2021

Park Avenue Securities

Fairfield, NJ
11/2021 → 11/2022

Guardian Life Insurance Company

Shrewsbury, NJ
11/2021 → 11/2022

Park Avenue Securities

Shrewsbury, NJ
11/2022 → Present

Guardian Life Insurance Company

Woodcliff Lake, NJ
11/2022 → Present

Park Avenue Securities

Woodlciff Lake, NJ
06/2024 → Present

Guardian Life Insurance Company

Tenafly, NJ
06/2024 → Present

Park Avenue Securities

Tenafly, NJ

Other Businesses

1. Planning Alliance Consulting LLC, Fee based consulting for businesses and estates, Start: 11/17/2016, Address: 50 Tice Blvd, Suite 280, Woodcliff Lake, NJ 07677, 15 total hours per month; 15 during securities trading hours, Less than 10% annual compensation, Not investment related, 2. AFR Holdings, LLC-This entity will acquire subsidiary real estate holding entities for my personal investment portfolio,. Start: 11/18/2017, Address: 50 Tice Blvd, Suite 280, Woodcliff Lake, NJ 07677, 0 hours per month, Less than 10% annual compensation, Investment related, 3. Property & Casualty Insurance-Licensed to sell property and casualty insurance to individuals, families, and corporations, Start: 11/18/2017, Address: 50 Tice Blvd, Suite 280, Woodcliff Lake, NJ 07677, 5 total hours per month, 5 during securities trading hours, Less than 10% annual compensation, Investment related, 4. Free Parking LLC-managing single member, Start: 07/15/2021, Address: 50 Tice Blvd, Suite 280, Woodcliff Lake, NJ 07677, 1 total hour per month, 0 during securities trading hours, No annual compensation, Investment related, 5. Synchronized Risk LLC-Property & Casualty Insurance Agency, Start: 08/29/2021, Address: 50 Tice Blvd, Suite 280, Woodcliff Lake, NJ 07677, 5 total hour per month, 5 during securities trading hours, Less than 10% annual compensation, Investment related, 6. Comprehensive Benefits LLC, Group Benefits, Start: 03/25/2024, Address: 50 Tice Blvd, Suite 280, Woodcliff Lake, NJ 07677, 10 total hours per month, 10 during securities trading hours, Less than 10% annual compensation, Investment related, 7. Synchronized Risk Management LLC, (dba. Synchronized Risk LLC), Start: 09/19/2024, Address: 50 Tice Blvd, Suite 280, Woodcliff Lake, NJ 07677, 15 total hours per month, 15 during securities trading hours, Less than 10% annual compensation, Investment related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-10-17
S63	Uniform Securities Agent State Law Examination	2012-10-19

S65 Uniform Investment Adviser Law Examination

2014-10-17
S63 Uniform Securities Agent State Law Examination

2012-10-19

Other Names

Kenneth L Alter
Kenneth Leighton Alter

View on SEC IAPD