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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2017-06-14
  • SD RA
    APPROVED
    Since 2017-06-14

Branch Locations

500 S Minnesota Ave, Sioux Falls, SD 57101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Premier Bank Sioux Falls SD 03/2005 Present
Cetera Investment Services Llc St. Cloud MN 11/2011 Present
Cetera Investment Advisers Llc Sioux Falls SD 06/2017 Present
  • 03/2005 → Present
    First Premier Bank
    Sioux Falls, SD
  • 11/2011 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 06/2017 → Present
    Sioux Falls, SD
Other Businesses

1.)OWNS RENTAL PROPERTY, 100% OWNERSHIP INTEREST, 1-2 HRS/WEEK, $5000/ANNUALLY. 2.)MAKES REFERRALS TO BANK FOR BANK PRODUCTS AND MAY RECEIVE A REFERRAL FEE. 3.) BOARD MEMBER AT ACADEMY OF FINANCE-CAREER & TECHNICAL LEARNING-SIOUX FALLS SCHOOLS, LESS THAN 1/HR/WK;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-30
S63 Uniform Securities Agent State Law Examination 2012-03-05
  • S65 Uniform Investment Adviser Law Examination
    2017-05-30
  • S63 Uniform Securities Agent State Law Examination
    2012-03-05

View on SEC IAPD

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