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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2017-06-14 |
Branch Locations
500 S Minnesota Ave, Sioux Falls, SD 57101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Premier Bank | Sioux Falls | SD | 03/2005 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 11/2011 | Present |
| Cetera Investment Advisers Llc | Sioux Falls | SD | 06/2017 | Present |
1.)OWNS RENTAL PROPERTY, 100% OWNERSHIP INTEREST, 1-2 HRS/WEEK, $5000/ANNUALLY. 2.)MAKES REFERRALS TO BANK FOR BANK PRODUCTS AND MAY RECEIVE A REFERRAL FEE. 3.) BOARD MEMBER AT ACADEMY OF FINANCE-CAREER & TECHNICAL LEARNING-SIOUX FALLS SCHOOLS, LESS THAN 1/HR/WK;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-05 |
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