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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2020-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ups | Saint Louis | MO | 11/2014 | 03/2018 |
| Msi Financial Services Inc | St. Louis | MO | 08/2016 | 10/2017 |
| Massachusetts Mutual Life Insurance Compamy | Springfield | IL | 11/2016 | 10/2017 |
| Mml Investors Services, Llc | St. Louis | MO | 03/2017 | 10/2017 |
| Crown Capital Securities, Lp | Orange | CA | 10/2017 | 03/2019 |
| Wells Fargo Clearing Services Llc | St. Louis | MO | 03/2019 | 01/2020 |
| Ae Wealth Management, Llc | Topeka | KS | 02/2020 | 06/2020 |
| Ev Federal Llc Dba Fefa Investment Management | Valley Park | MO | 01/2020 | 05/2020 |
| Thrivent Investment Management Inc | St Louis | MO | 06/2020 | Present |
| Thrivent Financial | Appleton | WI | 07/2020 | 09/2020 |
| Thrivent Financial | Appleton | WI | 09/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-10 |
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