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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2024-11-04 |
| CA | RA | APPROVED | 2024-01-19 |
Branch Locations
Post Falls, ID • United States
3530 Camino Del Rio N Suite 206, San Diego, CA 92108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | San Diego | CA | 11/2015 | 12/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 11/2015 | 12/2017 |
| U.S. Bancorp Investments, Inc. | San Diego | CA | 12/2017 | 01/2021 |
| Woodbury Financial Services Inc | San Diego | CA | 01/2021 | 01/2024 |
| Osaic Wealth, Inc. | San Diego | CA | 01/2024 | Present |
1. BUTLER LAW, PC POSITION: Strategic Advisor NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 501 W. Broadway, Suite 1400, San Diego CA 92101, United States DESCRIPTION: I am an employee of Butler Law PC who receives a salary. The owner of Butler Law PC is my wife, Elyse Butler. The purpose of my employment is to allow me to obtain medical and insurance benefits for me as part of our family. Occasionally I provide with my wife general investment consulting. The advice I provide to Butler Law is exclusively provided to my wife and concerns business direction. 2. FIXED INSURANCE POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 07/30/2010 ADDRESS: 3530 Camino Del Rio N, Suite 206, San Diego CA 92108, United States DESCRIPTION: Sale of fixed insurance lines in role as financial advisor.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-13 |
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