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Christopher Michael Butler

Osaic Wealth, Inc.

Post Falls, ID

San Diego, CA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2024-11-04
CA RA APPROVED 2024-01-19
  • ID RA
    APPROVED
    Since 2024-11-04
  • CA RA
    APPROVED
    Since 2024-01-19

Branch Locations

Post Falls, ID • United States

3530 Camino Del Rio N Suite 206, San Diego, CA 92108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. San Diego CA 11/2015 12/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 11/2015 12/2017
U.S. Bancorp Investments, Inc. San Diego CA 12/2017 01/2021
Woodbury Financial Services Inc San Diego CA 01/2021 01/2024
Osaic Wealth, Inc. San Diego CA 01/2024 Present
Previous Registrations
Other Businesses

1. BUTLER LAW, PC POSITION: Strategic Advisor NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 501 W. Broadway, Suite 1400, San Diego CA 92101, United States DESCRIPTION: I am an employee of Butler Law PC who receives a salary. The owner of Butler Law PC is my wife, Elyse Butler. The purpose of my employment is to allow me to obtain medical and insurance benefits for me as part of our family. Occasionally I provide with my wife general investment consulting. The advice I provide to Butler Law is exclusively provided to my wife and concerns business direction. 2. FIXED INSURANCE POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 07/30/2010 ADDRESS: 3530 Camino Del Rio N, Suite 206, San Diego CA 92108, United States DESCRIPTION: Sale of fixed insurance lines in role as financial advisor.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-13
  • S66 Uniform Combined State Law Examination
    2012-07-13
Other Names
  • Chris Butler

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