David B Holloway

Employer firm

Northern Capital Management, Inc. CRD 111379

$527M regulatory AUM 8 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2003 → Present
  Northern Capital Management, Inc.
  Spokane, WA
• 01/2012 → Present
  Northern Capital Retirement Services, Inc.
  Spokane, WA

Previous Registrations

• 2001-09-10 → 2003-05-06
  Lpl Financial Llc
  Spokane, WA

Other Businesses

1) NAME OF THE OTHER BUSINESS: Aviation Resources LLC; INVESTMENT RELATED: No; BUSINESS ADDRESS: 5293 E Poleline, Post Falls ID 83854; NATURE OF THE OTHER BUSINESS: Aircraft leasing, manned and unmanned, flight training support; POSITION/TITLE/RELATIONSHIP: Member; START DATE: 11/09/2017; APPROXIMATE # OF HOURS/MONTH DEVOTED: 4-6; NUMBER OF HOURS/MONTH YOU DEVOTE DURING TRADING HOURS: 0-5; DUTIES: Managing Member; 2) NAME OF THE OTHER BUSINESS: Clearwater Flying Club; INVESTMENT RELATED: No; BUSINESS ADDRESS: 5293 E Poleline, Post Falls ID 83854; NATURE OF THE OTHER BUSINESS: Aviation/Promote flying; POSITION/TITLE/RELATIONSHIP: Corporate Secretary/Owner; START DATE: 07/01/2019; APPROXIMATE # OF HOURS/MONTH DEVOTED: 0-5; NUMBER OF HOURS/MONTH YOU DEVOTE DURING TRADING HOURS: <1; DUTIES: Co-founder; 3) NAME OF THE OTHER BUSINESS: Empire Airlines Inc; INVESTMENT RELATED: No; BUSINESS ADDRESS: 11559 N Atlas Road, Hayden ID 83835; NATURE OF THE OTHER BUSINESS: Aviation Services; POSITION/TITLE/RELATIONSHIP: Director/Corporate Secretary; START DATE: 01/01/1986; APPROXIMATE # OF HOURS/MONTH DEVOTED: 4-6; NUMBER OF HOURS/MONTH YOU DEVOTE DURING TRADING HOURS: 0-5; DUTIES: Director/Corporate Secretary; 4) NAME OF THE OTHER BUSINESS: Empire Holdings Inc; INVESTMENT RELATED: No; BUSINESS ADDRESS: 11559 N Atlas Road, Hayden ID 83835; NATURE OF THE OTHER BUSINESS: Aviation Services; POSITION/TITLE/RELATIONSHIP: Director/Corporate Secretary; START DATE: 09/12/2005; APPROXIMATE # OF HOURS/MONTH DEVOTED: 4-6; NUMBER OF HOURS/MONTH YOU DEVOTE DURING TRADING HOURS: 0-5; DUTIES: Director/Corporate Secretary; 5) NAME OF THE OTHER BUSINESS: Jonathan A Holloway Foundation; INVESTMENT RELATED: Yes; BUSINESS ADDRESS: 5293 E Poleline, Post Falls ID 83854; NATURE OF THE OTHER BUSINESS: Private Family Foundation; POSITION/TITLE/RELATIONSHIP: Director/President; START DATE: 11/25/2002; APPROXIMATE # OF HOURS/MONTH DEVOTED: 0-5; NUMBER OF HOURS/MONTH YOU DEVOTE DURING TRADING HOURS: 0-5; DUTIES: Administrative/Review charitable entity requests; 6) NAME OF THE OTHER BUSINESS: West Air, Inc; INVESTMENT RELATED: No; BUSINESS ADDRESS: 5005 E. Anderson Ave. Fresno, CA 93727; NATURE OF THE OTHER BUSINESS: Aircraft Flight Operations; POSITION/TITLE/RELATIONSHIP: Director/Corporate Secretary; START DATE: 12/31/2021; APPROXIMATE # OF HOURS/MONTH DEVOTED: 0-5; NUMBER OF HOURS/MONTH YOU DEVOTE DURING TRADING HOURS: 0-5; DUTIES: Board Member/Corporate Secretary.

Exams

• S66 Uniform Combined State Law Examination
  2001-08-16

Designations

• Certified Financial Planner