David J Harsh

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 09/2022
  First Allied Securities
  Indianapolis, IN
• 12/2013 → 11/2020
  First Allied Advisory Services, Inc.
  San Diego, CA
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Indianapolis, IN
• 03/2023 → Present
  You & I, Llc
  Indianapolis, IN
• 02/2025 → Present
  Artistry Wealth, Llc
  Indianapolis, IN
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-12-18 → 2020-11-12
  First Allied Advisory Services, Inc.
  San Diego, CA
  Indianapolis, IN
  Estero, FL
  Cape Coral, FL
• 2005-02-03 → 2012-01-11
  Investors Capital Corp.
  Lynnfield, MA
  Lynnfield, MA
  Carmel, IN
  Lynnfield, MA
• 2002-12-12 → 2004-12-31
  Eastern Point Advisors Inc.
  Carmel, IN

Other Businesses

1) BRUNETTE & ASSOCIATES LLC; EMPLOYEE; DBA; START DATE 11/11/2013; 160 HOURS PER MONTH; 2) NAME OF OTHER BUSINESS: YOU & I, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING LLC; START DATE: 3/2023 POSITION/TITLE/RELATIONSHIP: OWNER/PARTNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLDING LLC; 3) NAME OF OTHER BUSINESS: ARTISTIC STRATEGIES; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/2026, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-06-27
• S63 Uniform Securities Agent State Law Examination
  2000-07-13