Nicholas John Purchiaroni

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-07-02
TX	RA	APPROVED_RES	2025-08-16
NY	RA	APPROVED	2024-11-14

FL RA
APPROVED

Since 2026-07-02
TX RA
APPROVED_RES

Since 2025-08-16
NY RA
APPROVED

Since 2024-11-14

Branch Locations

7854 Oswego Road Suite 202, Liverpool, NY 13090 • United States

701 Market St. Unit 111, St. Augustine, FL 32095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prudential Insurance Company Of America	Cicero	NY	11/2011	Present
Pruco Securities, Llc.	Cicero	NY	11/2011	11/2024
Lpl Enterprise, Llc	Liverpool	NY	11/2024	Present

11/2011 → Present

Prudential Insurance Company Of America

Cicero, NY
11/2011 → 11/2024

Pruco Securities, Llc.

Cicero, NY
11/2024 → Present

Lpl Enterprise, Llc

Liverpool, NY

Previous Registrations

2021-06-07 → 2024-11-14

Pruco Securities, Llc.

Syracuse, NY

Liverpool, NY

Other Businesses

1) 12/06/2024-Nicholas Purchiaroni-Medicare Sales-Non-Variable Insurance-Inv Related-At Liverpool, NY-Start date 01/01/2017-5hrs/mth-5hrs/mth during trading 2) 12/06/2024-Integrated Financial Group-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 03/01/2021

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-05-20
S63	Uniform Securities Agent State Law Examination	2012-01-03

S65 Uniform Investment Adviser Law Examination

2026-05-20
S63 Uniform Securities Agent State Law Examination

2012-01-03

Other Names

Nicholas Purchiaroni

View on SEC IAPD