Ryan C Nappo

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-01-08
FL	RA	APPROVED	2012-04-24

TX RA
APPROVED

Since 2013-01-08
FL RA
APPROVED

Since 2012-04-24

Branch Locations

1 Town Center Rd, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner And Smith Incorporated	Delray Beach	FL	11/2011	Present
Bank Of America, N.A.	Delray Beach	FL	06/2012	Present

11/2011 → Present

Merrill Lynch, Pierce, Fenner And Smith Incorporated

Delray Beach, FL
06/2012 → Present

Bank Of America, N.A.

Delray Beach, FL

Other Businesses

I*104844 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SAVED BY THE 90'S INVESTMENT RELATED: N ADDRESS OF BUSINESS: MARGATE, FLORIDA 33063 NATURE OF BUSINESS: OTHER,NO CORPORATE OR LEGAL STRUCTURE INVOLVED POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 4/20/2017 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: GUITAR PLAYER IN A BAND. I*115570 For profit or not for profit: For-Profit Organization Name of outside business organization: Emo Forever LLC Investment related: N Address of business: Wellington, Florida 33414 Nature of business: LLC, Position, title, association: Participant, Start date of relationship: 8/17/2018 Number of hours devoted: 6 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Live band conducting performances around the state of Florida.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-04-20

S66 Uniform Combined State Law Examination

2012-04-20

Other Names

Ryan Christopher Nappo

View on SEC IAPD