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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-21 |
| FL | RA | APPROVED | 2017-05-04 |
Branch Locations
Pembroke Pines, FL • United States
100 South East Second Street Suite 2500, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Itau International Ssecurities Inc. | Miami | FL | 02/2016 | 09/2016 |
| Banco Itau International | Miami | FL | 02/2016 | 09/2016 |
| Chirstian Dior | Miami | FL | 10/2016 | 04/2017 |
| Ubs Financial Services | Miami | FL | 05/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-25 |
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