Alexander James Fitzmaurice

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 03/2017
  Fidelity Brokerage Services
  Westlake, TX
• 03/2017 → 01/2020
  Fidelity Investments Institutional Services Company
  Westlake, TX
• 03/2020 → 07/2021
  Resolute Investment Services, Inc
  Irving, TX
• 07/2021 → 11/2023
  Adp Broker Dealer Inc.
  Dallas, TX
• 07/2021 → 11/2023
  Adp Llc
  Dallas, TX
• 12/2023 → Present
  Fisher Investments
  Plano, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-02-15
• S63 Uniform Securities Agent State Law Examination
  2016-12-05

Other Names

• Alexander J Fitzmaurice
• Alexander James Fitzmaurice
• Alex Fitzmaurice