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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-11-04 |
| TN | RA | APPROVED | 2016-10-04 |
Branch Locations
265 Brookview Centre Way Ste 100, Knoxville, TN 37919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Securities Llc | Columbus | OH | 10/2013 | 09/2016 |
| Nationwide Financial | Columbus | OH | 10/2013 | 09/2016 |
| Wells Fargo Advisors, Llc | Knoxville | TN | 10/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Knoxville | TN | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, FRANKLIN, KY, 100% OWNER, START: 10/1/2016, 3 HOURS PER MONTH/0 DURING TRADING, DUTIES: LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-21 |
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