Joshua Blair Schmalz

Current Employers

Employment History

• 10/2014 → 05/2019
  Wesbanco Securities
  St Clairsville, OH
• 10/2014 → 05/2019
  Wesbanco Bank
  St Clairsville, OH
• 05/2019 → 04/2021
  Wesbanco Securities Inc
  Parkersburg, WV
• 04/2021 → Present
  Lpl Financial, Llc
  Wheeling, WV
• 04/2021 → Present
  Founders Financial Alliance, Llc
  Wheeling, WV

Previous Registrations

• 2014-10-24 → 2021-05-11
  Wesbanco Securities, Inc.
  St Clairsville, OH
  St Clairsville, OH
  Parkersburg, WV
  Vienna, WV
  Barnesville, OH
  Parkersburg, WV
  Ravenswood, WV
  Charleston, WV
  Wheeling, WV
  Mineral Wells, WV
• 2014-06-02 → 2014-11-03
  The Huntington Investment Company
  Wheeling, WV
  Shadyside, OH

Other Businesses

1. 4/20/2021 - DeFranco Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/31/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 50%. 2. 6/8/2021 - Founders Financial Alliance, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/20/2021 - 160 Hours Per Month/140 Hours During Securities Trading - I provide investment advisory services through Founders Financial Alliance, LLC investment advisor firm. I started this business activity in 6/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 01/18/2022 - FOUNDERS FINANCIAL ALLIANCE, LLC - DBA: (Hybrid) Defranco Financial LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 01/01/2022 - 160 Hours Per Month/7 Hours During Securities Trading - I provide investment advisory services through FOUNDERS FINANCIAL ALLIANCE, LLC an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 03/13/2024 - Highland Capital Brokerage - Non-Variable Insurance - Insurance Representative - Investment Related - At Reported Business Location(s) - Start Date 03/15/2024 - 4 Hours Per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2014-05-16
• S63 Uniform Securities Agent State Law Examination
  2013-02-06