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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2025-07-10 |
| TX | RA | APPROVED | 2025-07-10 |
| UT | RA | APPROVED | 2025-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Salt Lake City | UT | 10/2011 | 05/2018 |
| Mml Investors Services, Llc | Salt Lake City | UT | 02/2012 | 05/2018 |
| Ameriprise Financial Services Inc | Midvale | UT | 05/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Midvale | UT | 03/2020 | 07/2025 |
| Stifel | Pocatello | ID | 07/2025 | Present |
1. Hancock Holding LLC; 13242 W. Tail Creek Pocatello, ID 83204; Real Estate holding; Real Estate Holdings; Occasionally purchasing real estate; 01/01/2020; 1hr/mth; Not during securities trading hours; Investment related 2. Other Business Activities; Alex Hancock; MassMutual fixed insurance- Hold and service including renewals or contract allowed conversions.; 11256 s alpine creek waysouth Jordan Utah 84095, ,; Not Investment-Related; 07/02/2018; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2012-04-07 |
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